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  • Quarterly Statistical Bulletin

    A quarterly publication of the Capital Markets Authority

  • BestCompanytoWorkFor
  • competitive
    A proactive regulator of competitive and robust capital markets
  • Developing Kenya
    Developing Kenya's capital markets to be an investment destination of choice through facilitative regulation and innovation.
  • facilitative policy
    Establishing a robust, facilitative policy, legal and regulatory framework for capital markets development
  • Promoting investor education
    Promoting investor education, awareness and interest in the capital markets
  • Strengthening institutional
    Strengthening institutional capacity to effectively and efficiently deliver on its mandate

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Licensing Checklists

The checklists contained in this website reflect a summary of application requirements for various categories of applications that can be made with the Authority for approval to operate as a market intermediary, approved institution or issuer of securities within the Kenyan capital market.
It is important to note that:

1. The checklists are derived from the statutory requirements as set out in the relevant Regulations issued under the Capital Markets Act and are intended only as a simplified guide. Applicants are advised to read and understand the statutory requirements detailed in the relevant Regulations. The Regulations are the only conclusive statement on application requirements and can be accessed in the Regulations section of this website.

2. The Authority reserves the right to request for any additional information that may be deemed necessary during the course of review of an application.

AUTHORISED SECURITIES DEALER LICESNSE - Checklist
AUTHORISED SECURITIES DEALERS CHECKLIST (1)
AUTHORISED SECURITIES DEALERS CHECKLIST
REGISTERED VENTURE CAPITAL CHECKLIST
 
 
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Contact Us

Embankment Plaza, 3rd Floor
Longonot Road, off Kilimanjaro Avenue, Upperhill
P.O Box 74800-00200, Nairobi Kenya
Tel: +254 20 2264400/ 2264900/ 2221910/ 2221869
Backup Wireless Lines: 0722 207767/ 020 2611464
Cell: +254 722 207767, Email: corporate@cma.or.ke