Reporting to the Assistant Manager, Legal Framework, Legal Affairs Department, the selected candidate will be responsible for:

• Interpretation and review of the Capital Markets Legal framework
• Assist with the development of Capital Markets Legislation
  

The ideal candidate should possess:

• Bachelors of Law (LLB) degree and be an Advocate of the High Court of Kenya
• A minimum of 2 years working experience in the legal field
  
• A strong understanding of the capital markets operations and institutional policy
  
• Experience in the practice of corporate commercial law and transaction advisory
• A strong understanding of the Kenyan legislative system
  
• A strong research background
  
• Practicing certificate 
  

Reporting to the Head, Licensing and Approvals, the selected candidate will be responsible for:

• Reviewing applications for licensing and approval of market intermediaries
• Reviewing applications for offers of public and new or additional listing at the securities exchange
  
• Reviewing applications for approval of products to be offered to the public in line with capital markets regulatory requirements
  

The ideal candidate must possess:

• Bachelors of Law (LLB) degree and be an advocate of the High Court of Kenya
• Minimum of 2 years relevant work experience in legal affairs•   
  
• Practicing certificate
• A high level of attention to detail
  
• Good analytical skill
  
• Verbal communication and report writing skills 
• Skills in legal framework
  
• Capital Markets industry experience will be added advantage
  

Reporting to the Assistant Manager, Investigations and Enforcement the selected candidate will be responsible for:

• Investigating complaints by investors and other market players against licensees and listed companies
• Examine findings from surveillance and inspection activities to identify violations of the Capital Markets Act and Regulations.
  

The ideal candidate should possess:

• A degree in Law, Finance, and Economics or in a related field.
• At least two years experience in financial assessments
  
• A good understanding of the operations of a stock market
  
• Strong report writing skills.
• A relevant audit or legal background and experience in the capital markets sector will be an added advantage.
  
• At least 3 years relevant work experience
  
• Ability to work independently and coordinate a large portfolio of cases 
  

Reporting to the Assistant Manager, Investigations and Enforcement, Legal Affairs Department, the selected candidate will be responsible for:

• Reviewing investigations reports
• Providing guidance on the need for further investigation or evidence
  
• Developing recommendations on enforcement action
  
• Maintaining a database of enforcement action and implementing administrative actions taken by the Authority
• Liaising with external counsel for the Authority 
  

• A Bachelor’s of Law (LLB) Degree and be an advocate of the High Court of Kenya
• Minimum of 3 years in regulatory or public/private prosecution
  
• Thorough knowledge of civil and criminal procedures
  
• A valid practicing certificate  
  

Reporting to the Manager, Legal Affairs Department, and the selected candidate will be responsible for:

• Managing the portfolio of investigations and enforcement
• Driving investigation processes and ensuring completion within the set timelines
  
• Preparation of investigation reports and providing guidance on the need for further investigations or evidence 

Reporting to the Chief Executive, the Assistant Manager - Internal Audit will be responsible for:

• Overall review of operational procedures, systems, practices and records to ensure conformity with laws, regulations and policies and consistency with the Authority’s established objectives and goals.
• Assessing the adequacy of systems and procedures and evaluate internal controls and processes. Appraise the relevance, reliability and integrity of management, financial and operating systems.