LICENSEES/ MARKET PLAYERS
List of licensees
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These are institutions which any seeking to invest in the capitals markets products and services can utilize.
NAME ADDRESS CATEGORY The Nairobi Securities Exchange P.O. Box 43633-00100, Nairobi Securities Exchange NSE Derivatives Exchange P.O. Box 43633-00100, Nairobi Derivatives Exchange Central Depository and Settlement Corporation Limited P.O. Box 3464-00100, Nairobi Central Depository Agusto and Company Limited P.O. Box 56136, Ikoyi Lagos Nigeria Credit Rating Agency Metropol Corporation Limited P.O. Box 35331-00200, Nairobi Credit Rating Agency Global Credit Company Lot 15 A3, 1st Floor, Cybercity, Ebène 72201,Mauritius Credit Rating Agency Care Ratings (Africa) Private Limited 1st Floor, MTML Square 63 Cybercity, Ebene, Mauritius Credit Rating Agency Care Ratings (Africa) Private Limited 1st Floor, MTML Square 63 Cybercity, Ebene, Mauritius Credit Rating Agency A.M Best Europe – Rating Services Limited 6th Floor, 12 Arthur Street,London EC 4R 9AB, United Kingdom Credit Rating Agency -
NAME ADDRESS AIB-AXYS Africa Limited P.O. Box 43676-00100, Nairobi EGM Securities Limited (Trading as “FX Pesa”) P.O. Box 57876-00200, Nairobi Faida Investment Bank Limited P.O. Box 45236-00100, Nairobi Genghis Capital Limited P.O. Box 9959-00100, Nairobi Kingdom Securities Limited P.O. Box 48231-00100, Nairobi SCFM Limited (Trading as “Scope Markets”) P.O. Box 40719-00200, Nairobi Standard Investment Bank Limited P.O. Box 13714-00800, Nairobi Sterling Capital Limited P.O. Box 45080-00100, Nairobi NCBA Investment Bank Limited P.O. Box 44599-00100, Nairobi Dyer and Blair Investment Bank Limited P.O. Box 45396-00100, Nairobi SBG Securities Limited P.O. Box 47198-00100, Nairobi Kestrel Capital (East Africa) Limited P.O. Box 40005-00100, Nairobi -
A firm that advises on offers of securities to the public or a section of the public; corporate financial restructuring; and takeovers, mergers, privatisation of companies and underwriting of securities. They can also engage in the business of a stockbroker, dealer, and fund manager of collective investment schemes and provider of contractual portfolio management services
NAME ADDRESS LICENCE NO. ABSA Securities Limited P.O. Box 30120-00100, Nairobi 002 Dyer and Blair Investment Bank Limited P.O. Box 45396-00100, Nairobi 004 Equity Investment Bank Limited P.O. Box 74454-00100, Nairobi 005 Faida Investment Bank Limited P.O. Box 45236-00100, Nairobi 006 Genghis Capital Limited P.O. Box 9959-00100, Nairobi 007 KCB Capital Limited P.O. Box 48400-00100, Nairobi 008 NCBA Investment Bank Limited P.O. Box 44599-00100, Nairobi 009 Renaissance Capital (Kenya) Limited P.O. Box 40560-00100, Nairobi 010 SBG Securities Limited P.O. Box 47198-00100, Nairobi 011 Standard Investment Bank P.O. Box 13714-00800, Nairobi 012 Sterling Capital Limited P.O. Box 45080-00100, Nairobi 021 Dry Associates Limited (Trading as “Dry Associates Investment Bank”) P.O. Box 684-00606, Nairobi 114 Salaam Investment Bank Kenya Limited P.O. Box 14939-00100, Nairobi 115 Gulfcap Investment Bank Limited P.O. Box 43683-00100, Nairobi 170 Pergamon Financial Services Limited P.O Box 25749 – 00603, Nairobi 179 Investcent Investment Bank Limited. P.O. Box 19445-00200, 6th Floor, Muthangari Drive Westlands 187 -
A firm that charges a fee or commission for executing buy and sell orders for an investor.
NAME ADDRESS LICENCE NO. ABC Capital P.O. Box 34137-00100, Nairobi 013 AIB-AXYS Africa Limited P.O. Box 43676 -00100, Nairobi 141 Francis Drummond and Company Limited P.O. Box 45465-00100, Nairobi 016 Kingdom Securities Limited P.O. Box 48231-00100, Nairobi 018 Old Mutual Securities Limited P.O. Box 50338-00200, Nairobi 020 Suntra Investments Limited P.O. Box 74016-00200, Nairobi 022 Securities Africa Kenya Limited P.O. Box 43633-00100, Nairobi 100 EFG Hermes Kenya Limited P.O. Box 349-00623, Nairobi 105 Kestrel Capital (East Africa) Limited P.O. Box 40005-00100, Nairobi 136 SPK Investment Services Limited P.O. Box 23800-00100, Nairobi 176 -
NAME ADDRESS LICENCE NO. EGM Securities Limited (Trading as “FX Pesa”) P.O. Box 57876-00200, Nairobi 107 SCFM Limited (Trading as “Scope Markets”) P.O. Box 40719-00200, Nairobi 123 Pepperstone Markets Kenya Limited P.O. Box 3085-00100, Nairobi 128 Exinity Capital East Africa Limited P.O. Box 50719-00200, Nairobi 135 HFM Investments Limited (Trading as “HF Markets”) P.O. Box30333-00100, Nairobi 155 Windsor Markets Kenya Limited P.O. Box 856 Sarit Centre 156 Tadenex Limited (Trading as Exness) P.O. Box 10643-00100, Nairobi 162 Ingot Africa Limited P.O. Box 111-00606, Nairobi 173 Admirals KE Limited P.O. Box 39258-00623, Nairobi 178 FP Markets Limited P.O. Box 5144-01002 Madaraka 193 IC Markets (KE) Limited
P.O. Box 41392-00100 Nairobi 199 -
NAME ADDRESS LICENCE NO. Standard Investment Bank (Trading as “MANSA X”) P.O. Box 13714-00800, Nairobi 116 Trade Sense Limited P.O. Box 1530-00606 160 -
A firm that deals in fixed income securities listed on the fixed income securities market segment at a stock exchange.
NAME ADDRESS LICENCE NO. Standard Chartered (Kenya) Plc P.O. Box 30003-00100, Nairobi 109 SBM Bank (Kenya) Limited P.O. Box 34886-00100, Nairobi 122 Private Wealth Capital Limited P.O. Box 14283-00800, Nairobi 167 -
NAME ADDRESS LICENCE NO. Orient Asset Managers Limited P.O. Box 34530-00100, Nairobi 023 Amana Capital Limited P.O. Box 9480-00100, Nairobi 024 Apollo Asset Management Company Limited P.O. Box 30389-00100, Nairobi 025 Britam Asset Managers (Kenya) Limited P.O. Box30375-00100, Nairobi 027 Metropolitan Canon Asset Managers Limited P.O. Box 30216-00100, Nairobi 028 Nabo Capital Limited P.O. Box 10518-00100, Nairobi 029 CIC Asset Managers Limited P.O. Box 59485-00200, Nairobi 030 Co-op Trust Investment Services Limited P.O. Box 48231-00100, Nairobi 031 FCB Capital Limited P.O. Box 26219-00100, Nairobi 032 Fusion Investment Management Limited P.O. Box 47583-00100, Nairobi 033 GenAfrica Asset Managers Limited P.O. Box79217-00100, Nairobi 034 ICEA Asset Lion Asset Management Limited P.O. Box46143-00100, Nairobi 035 Madison Investment Managers Limited P.O. Box 20092-00100, Nairobi 037 Old Mutual Investment Group P.O. Box 11589-00400. Nairobi 038 Sanlam Investments East Africa Limited P.O. Box 67262-00100, Nairobi 040 Standard Chartered Investment Services Limited P.O. Box 30003-00100, Nairobi 042 Zimele Asset Management Company Limited P.O. Box76528-00508, Nairobi 045 KCB Asset Management Limited (formerly Natbank Trustee and Investment Services Limited) P.O. Box 72866-00200, Nairobi 087 Cytonn Asset Managers Limited P.O. Box 20295-00200, Nairobi 108 Altree Capital Kenya Limited P.O. Box 2607-00200, Nairobi 110 Jubilee Financial Services Limited P.O. Box 30367-00100, Nairobi 119 ABSA Asset Management Limited P.O. Box 30120-00200, Nairobi 129 African Diaspora Asset Managers Limited P.O. Box 1838 City Square, Nairobi 131 CFS Asset Management Limited P.O. Box 62268-00200, Nairobi 134 I&M Capital Limited P.O. Box 30328-00100, Nairobi 145 Globetec Asset Managers Limited P.O. Box 19018-00100, Nairobi 154 African Alliance Kenya Asset Management Limited P.O. Box 165 CPF Financial Services Limited P.O. Box 28938-00200, Nairobi 164 Kuza Asset Management Limited P.O. Box 4611-00100, Nairobi 161 Waanzilishi Capital Limited P.O. Box 48015-00100 Nairobi 168 Mayfair Asset Managers Limited P.O. Box 45616-00100, GPO Nairobi 172 Etica Capital Limited P.O. Box 3245 Village Market, Nairobi 171 Star Capital Management Limited P.O. Box 80234, Mombasa 166 Lofty-Corban Investments Limited P.O. Box 37030-00200 Nairobi 180 -
A firm who’s paid to provide advice about securities to their clients.
NAME ADDRESS LICENCE NO. Bora Capital Limited P.O. Box 26718-00200, Nairobi 046 Deloitte Financial Advisory Limited P.O. Box 40092-00100, Nairobi 051 Lifestyle Management Limited P.O. Box 1342-00606, Nairobi 054 Faida Investment Bank Limited P.O. Box 45236-00100, Nairobi 006 Price Water house Coopers Associates P.O. Box 43963-00100, Nairobi 056 The Profin Group Limited P.O. Box 9980-00100, Nairobi 059 Liaison Financial Services Limited P.O. Box 1896-00606, Nairobi 103 Ayesfield (Kenya) Limited P.O. Box 1380-00621, Nairobi 104 Ace Financial Advisory Limited P.O. Box 12916-80100, Mombasa 111 Synesis Capital Limited P.O. Box 75282-00200, Nairobi 112 AFG Wealth Kenya Limited P.O. Box 764-00606, Nairobi 124 Virtual Capital International Limited P.O. Box 6th Floor, Prosperity House, Westlands Road Nairobi 125 Riscura Solutions (Kenya) Limited P.O. Box 73248-00200, Nairobi 146 Private Wealth Capital Limited P.O. Box 14283-00800, Nairobi 147 Waanzilishi Capital Limited P.O. Box 48015-00100, Nairobi 148 AKN Investments Limited P.O. Box 58408-00200, Nairobi 163 Salus Wealth Management Limited P.O. Box 66795-00800, Nairobi 174 Vedman Capital Limited P.O. Box 76156-00508, Nairobi 177 -
These are banks licensed under the Banking Act or a financial institution approved by the Authority to hold in custody funds, securities, financial instruments or documents of title to assets registered in the name of local investors, East African investors, or foreign investors of an investment portfolio.
NAME ADDRESS LICENCE NO. African Banking Corporation Limited P.O. Box 46452-00100,Nairobi 062 Bank of Africa Kenya Limited P.O. Box 69562-00400,Nairobi 063 Absa Kenya Plc P.O. Box 30120-00100,Nairobi 064 Stanbic Bank Kenya Limited P.O. Box 30550-00100,Nairobi 065 Co-operative Bank of Kenya Limited P.O. Box 48213-00100,Nairobi 067 Equity Bank Limited P.O. Box 75104-00200,Nairobi 068 I&M Bank Limited P.O. Box 30238-00100,Nairobi 069 Kenya Commercial Bank Limited P.O. Box 30644-00100,Nairobi 070 National Bank of Kenya Limited P.O. Box 72866-00200,Nairobi 071 Prime Bank Limited P.O. Box 43825-00100,Nairobi 073 Standard Chartered Bank (Kenya) Plc P.O. Box 30003-00100,Nairobi 074 Transnational Bank Limited P.O. Box 34353-00100,Nairobi 075 HFC Limited P.O. Box 30088-00100,Nairobi 113 Gulf African Bank Limited P.O. Box 43686-00100,Nairobi 117 Credit Bank Limited P.O. Box 61064-00100,Nairobi 120 SBM Bank (Kenya) Limited P.O. Box 34866-00100,Nairobi 121 NCBA Bank Kenya Plc P.O. Box 44599-00100,Nairobi 126 Family Bank Limited P.O. Box 74145-00200,Nairobi 144 Ecobank Kenya Limited P.O. Box 49584-00100,Nairobi 149 Sidian Bank Limited P.O. Box 25363-00603,Nairobi 150 Diamond Trust Bank Kenya Limited P.O. Box 617113-00200,Nairobi 175 -
The REIT manager is a firm which is responsible for managing the assets of the Trust under the scope of roles and responsibilities as specified in the Trust deed and the Agreement while the Trustee is the trustee of the Trust.
NAME ADDRESS LICENCE NO. Nabo Capital Limited P.O. Box 10518-00100,Nairobi 076 CIC Asset Management Limited P.O. Box 59485-00200,Nairobi 080 Fusion Investment Management Limited P.O. Box 47538-00100,Nairobi 081 Stanlib Kenya Limited P.O. Box 30550-00100,Nairobi 082 ICEA Lion Asset Management Limited P.O. Box 46143-00100,Nairobi 092 Sterling REIT Asset Management Limited P.O. Box 45080-00100,Nairobi 097 H.F Development and Investment Limited P.O. Box 30088-00100,Nairobi 098 Britam Asset Managers Limited P.O. Box 30375-00100,Nairobi 106 Cytonn Asset Managers Limited P.O. Box 20295-00200,Nairobi 118 Acorn Investment Management Limited P.O. Box 13759-00100,Nairobi 113 -
A firm appointed by a coffee grower or an association of coffee growers in accordance with the Crops (Coffee) (General) Regulations, 2019 to sell their coffee on their behalf through the Exchange.
NAME ADDRESS LICENCE NO. Meru County Coffee Marketing Agency Limited P.O. Box 2307-60200, Meru 151 Kipkelion Brokerage Company Limited P.O. Box 8-20209, Tennan 152 Muran’ga County Coffee Dealers Company Limited P.O. Box 14-10200,Muran’ga 153 United Eastern Kenya Coffee Marketing Agency P.O. Box 83-90100,Machakos 158 Mt. Elgon Coffee Marketing Agency P.O. Box 69-50202, Nairobi 157 Embu Coffee Farmers Marketing Agency Limited P.O. Box 21-60100, Nairobi 159 Kinya Coffee Marketing Agency Limited P.O. Box 35-40200, Kisii 181 Alliance Berries Limited P.O. Box 554-00232, Ruiru 182 -
Trustee of the Real Estate Investment Trust.
NAME ADDRESS LICENCE NO. Housing Finance Company (Kenya) Limited P.O. Box 30088-00100,Nairobi 088 Co-operative Bank of Kenya Limited P.O. Box 48231-00100,Nairobi 089 Kenya Commercial Bank Limited P.O. Box 30664-00100,Nairobi 090 -
NAME ADDRESS LICENCE NO. Acorn Development Real Estate Investment Trust (Acorn D-REIT) Acorn House, 97 James Gichuru Road, Lavington,Nairobi 137 Acorn Income Real Estate Investment Trust (Acorn IREIT) Acorn House, 97 James Gichuru Road, Lavington,Nairobi 138 ILAM Fahari I-REIT P.O. Box 46143-00100,Nairobi 139 LAPTRUST Imara Income Real Estate Investment Trust (LAPTRUST IMARA I-REIT) 7th Floor, CPF House Haile Selassie Avenue,Nairobi 175 -
NAME 1. African Alliance Kenya Unit Trust Scheme – comprising of:
- African Alliance Kenya Money Market Fund (Formerly African Alliance Kenya
Shilling Fund); - African Alliance Kenya Fixed Income Fund;
- African Alliance Kenya Managed Fund;
- African Alliance Kenya Equity Fund; and
- African Alliance Kenya Enhanced Yield Fund.
2. British-American Unit Trust Scheme, comprising of:
- British-American Money Market Fund;
- British-American Income Fund;
- British-American Balanced Fund; and
- British-American Equity Fund.
3. NCBA Unit Trust Funds, comprising of:
- NCBA Fixed Income Fund;
- NCBA Equity Fund;
- NCBA Dollar Fixed Income Fund;
- NCBA Fixed Income Basket Note (KES Fund); and
- NCBA Fixed Income Basket Note (USD) Fund.
4. Zimele Unit Trust Scheme, comprising of:
- Zimele Balanced Fund;
- Zimele Money Market Fund; and
- Zimele Fixed Income Fund.
5. ICEA Unit Trust Scheme comprising of;
- ICEA Money Market Fund;
- ICEA Equity Fund;
- ICEA Balanced Fund; and
- ICEA Bond Fund.
6. Standard Investment Trust Funds, comprising of:
- Standard Investment Equity Growth Fund;
- Standard Investment Fixed Income Fund; and
- Standard Investment Balanced Fund.
7. CIC Unit Trust Scheme, comprising of:
- CIC Money Market Fund;
- CIC Balanced Fund;
- CIC Fixed Income Fund;
- CIC Equity Fund;
- CIC Wealth Fund; and
- CIC Dollar Fund.
8. Madison Unit Trust Fund , comprising of:
- Madison Money Market Fund;
- Madison Fixed Income Fund; and
- Madison Wealth Fund.
9. Dyer and Blair Unit Trust Scheme, comprising of:
- Dyer and Blair Diversified Fund;
- Dyer and Blair Bond Fund;
- Dyer and Blair Money Market Fund; and
- Dyer and Blair Equity Fund.
10. Amana Unit Trust Funds Scheme, comprising of:
- Amana Money Market Fund;
- Amana Balanced Fund; and
- Amana Equity Fund
11. Diaspora Unit Trust Scheme, comprising of:
- Diaspora Money Market Fund;
- Diaspora Bond Fund; and
- Diaspora Equity Fund
12. First Ethical Opportunities Fund 13. Genghis Unit Trust Funds, comprising of:
- GenCap Hazina Fund (Bond Fund);
- GenCap Eneza Fund (Diversified Fund);
- GenCap Hela Fund (Money Market Fund);
- GenCap Iman Fund (Shariah Compliant Fund);
- GenCap Hisa Fund (Equity Fund);
- GenCap Hela Imara Fund (Money Market Fund);
- Gencap Eneza Imara Fund;
- Gencap Hisa Imara Fund;
- Gencap Iman Imara Fund; and
- Gencap Fixed Income Fund
14. Mali Money Market Fund 15. Genghis Specialized Funds, comprising of:
- Gencap NSE25 Index Tracker; and
- Gencap Financial Services Fund.
16. Sanlam Unit Trust Scheme, comprising of:
- Sanlam Money Market Fund (Sanlam Pesa Plus Fund);
- Sanlam Dividend Plus Fund (Sanlam Faida Plus Fund); and
- Sanlam Balanced Fund (Sanlam Chama Plus Fund)
17. Nabo Africa Funds, comprising of:
- Nabo Africa Money Market Fund;
- Nabo Africa Balanced Fund;
- Nabo Africa Fixed Income Fund;
- Nabo Africa Equity Fund;
- Nabo Capital Money Market Fund (USD); and
- Nabo Income Fund.
18. Old Mutual Unit Trust Scheme, comprising of:
- Old Mutual Equity Fund;
- Old Mutual Money Market Fund;
- Old Mutual Balanced Fund;
- Old Mutual East Africa Fund; and
- Old Mutual Bond Fund.
19. Equity Investment Bank Collective Investment Scheme, comprising of:
- Equity Investment Bank Money Market Fund; and
- Equity Investment Bank Balanced Fund
20. Dry Associates Unit Trust Scheme, comprising of:
- Dry Associates Money Market Fund (Kenya Shillings);
- Dry Associates Money Market Fund (US Dollars); and
- Dry Associates Balanced Fund (Kenya Shillings).
21. Co-op Trust Fund, comprising of:
- Co-op Balanced Fund;
- Co-op Equity Fund;
- Co-op Bond Fund;
- Co-op Money Market Fund; and
- Co-op Fixed Income Gratuity Fund.
22. Apollo Unit Trust Scheme, comprising of:
- Apollo Money Market Fund;
- Apollo Balanced Fund;
- Apollo Aggressive Growth Fund;
- Apollo Equity Fund;
- Apollo East Africa Fund; and
- Apollo Bond Fund.
23. Cytonn Unit Trust Scheme, comprising of:
- Cytonn Money Market Fund;
- Cytonn Balanced Fund;
- Cytonn Equity Fund;
- Cytonn Africa Financial Services Fund;
- Cytonn Money Market Fund (USD); and
- Cytonn High Yield Fund
24. Orient Umbrella Collective Investment Scheme (formerly Alphafrica Umbrella
Fund), comprising of:- Orient Hifadhi Fixed Income Fund (formerly Alphafrica Hifadhi Fixed Income Fund); and
- Orient Kasha Money Market Fund (formerly Alphafrica Kasha Money Market Fund)
25. Wanafunzi Investment Unit Trust Fund 26. Absa Unit Trust Funds, comprising of:
- Absa Balanced Fund;
- Absa Bond Fund;
- Absa Dollar Money Market Fund;
- Absa Equity Fund; and
- Absa Shilling Money Market Fund
27. Jaza Unit Trust Fund, comprising of:
- Boda Riders Money Market Fund
28. Masaru Unit Trust Scheme, comprising of:
- Masaru Wealth Management Fund; and
- Masaru Money Market Fund
29. ADAM Unit Trust Scheme, comprising of:
- ADAM Balanced Fund;
- ADAM Equities Fund;
- ADAM Fixed Income Fund; and
- ADAM Money Market Fund
30. KCB Unit Trust Scheme (formerly Natbank Unit Trust Scheme), comprising of:
- KCB Money Market Fund (Kes) (formerly Natbank Money Market Fund);
- KCB Fixed Income Fund (formerly Natbank Fixed Income Fund);
- KCB Balanced Fund (formerly Natbank Balanced Fund);
- KCB Equity Fund (formerly Natbank Equity Fund); and
- KCB Money Market Fund (USD) (formerly Natbank Money Market Fund (USD)
31. GenAfrica Unit Trust Scheme, comprising of:
- GenAfrica Money Market Fund;
- GenAfrica Equity Fund; and
- GenAfrica Fixed Income Fund
32. Amaka Unit Trust (Umbrella) Scheme, comprising of:
- Amaka HOSP Fixed Income Fund; and
- Amaka Qualified Investor Tenant Purchase Scheme Fund
33. Jubilee Unit Trust Collective Investment Scheme, comprising of:
- Jubilee Balanced Fund;
- Jubilee Equity Fund;
- Jubilee Fixed Income KES) Fund;
- Jubilee Fixed Income (USD) Fund; and
- Jubilee Money Market Fund
34. Enwealth Capital Unit Trust Scheme, comprising of:
- Enwealth Balanced Fund;
- Enwealth Equity Fund; and
- Enwealth Money Market Fund.
35. Kuza Asset Management Unit Trust Scheme, comprising of:
- Kuza Fixed Income Fund;
- Kuza Money Market Fund (KES)
- Kuza Money Market Fund (USD); and
- Kuza Momentum Fund.
- African Alliance Kenya Money Market Fund (Formerly African Alliance Kenya
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- ARM Employee Share Ownership Plan
- EABL Employee Share Ownership Plan
- Equity Employee Share Ownership Scheme
- Housing Finance Employee Share Ownership Plan
- I&M Bank Employee Share Ownership Plan
- KCB Employee Share Option Plan
- Kenya Airways Employee Share Ownership Plan
- Kenya Airways 2017 Group Employee Share Ownership Scheme
- Safaricom Employee Share Ownership Plan
- Scangroup Employee Share Ownership Plan
- Car & General Employee Share Ownership Plan
- Standard Group Limited Employee Share Ownership Plan
- Britam Holdings Plc Employee Share Ownership Plan
- Nairobi Securities Exchange Plc Employee Share Ownership Plan – Unit Trust
